The owner, Brian H. Smith, has held various positions of leadership in the financial services industry over the last twenty years which include the following:
- Financial Consultant for Merrill Lynch, Pierce, Fenner & Smith, Inc.
- Trust Officer for NationsBank, N.A.
- Director of Operations and RIA Compliance for TeamVest, LLC
- Enterprise Project Manager for AdviceFrameworks, Inc.
- Director of Administration for PhoenixBay, Inc.
- CFO, FINOP & Member of the Board of Managers for Triune Capital Advisors, LLC
- CFO for Hutchby & Yates, LLC
- CFO for American Securities Group, Inc.
Mr. Smith currently holds the following Licensing:
- Series 7 General Securities Representative
- Series 24 General Securities Principal
- Series 27 Financial and Operations Principal
- Series 63 Uniform Securities Agent State Law
- Series 65 Uniform Investment Adviser Law