About Us

The owner, Brian H. Smith, has held various positions of leadership in the financial services industry over the last twenty years which include the following:

  • Financial Consultant for Merrill Lynch, Pierce, Fenner & Smith, Inc.
  • Trust Officer for NationsBank, N.A.
  • Director of Operations and RIA Compliance for TeamVest, LLC
  • Enterprise Project Manager for AdviceFrameworks, Inc.
  • Director of Administration for PhoenixBay, Inc.
  • CFO, FINOP & Member of the Board of Managers for Triune Capital Advisors, LLC
  • CFO for Hutchby & Yates, LLC
  • CFO for American Securities Group, Inc.

Mr. Smith currently holds the following Licensing:

  • Series 7 General Securities Representative
  • Series 24 General Securities Principal
  • Series 27 Financial and Operations Principal
  • Series 63 Uniform Securities Agent State Law
  • Series 65 Uniform Investment Adviser Law